4: Statement of changes in beneficial ownership of securities
Published on November 3, 2011
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MICROCHIP TECHNOLOGY INC [ MCHP ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/01/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
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Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/01/2011 | M | 10,302 | A | $34.48 | 72,446(1) | I | Shares held Directly and Indirectly, by Trust.(1) | ||
Common Stock | 11/01/2011 | F | 4,126 | D | $34.48 | 68,320(2) | I | Shares held Directly and Indirectly, by Trust.(2) | ||
Common Stock | 11/01/2011 | M | 1,500 | A | $34.48 | 69,820 | I | Shares held Directly and Indirectly, by Trust.(3) | ||
Common Stock | 11/01/2011 | F | 601 | D | $34.48 | 69,219(4) | I | Shares held Directly and Indirectly, by Trust.(4) |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $34.48 | 11/01/2011 | M | 10,302 | (5) | (5) | Common Stock | 10,302 | $0 | 0 | D | ||||
Restricted Stock Units | $34.48 | 11/01/2011 | M | 1,500 | (6) | (6) | Common Stock | 12,000 | $0 | 0 | D |
Explanation of Responses: |
1. Of the 72,446 shares held, 12,186 shares were held Directly; 60,260 shares were held by Trust. |
2. Of the 68,320 shares held, 12,186 shares were held Directly; 56,134 shares were held by Trust. |
3. Of the 69,820 shares held, 12,186 shares were held Directly; 57,634 shares were held by Trust. |
4. Of the 69,219 shares held, 12,186 shares were held Directly; 57,033 shares were held by Trust. |
5. The restricted stock units will vest in full on the first business day of the month of the fourth anniversary of the date of grant. Vested shares will be delivered to the reporting person upon vest. |
6. The restricted stock units vest in eight equal quarterly installments beginning February 1, 2010. Vested shares will be delivered to the reporting person upon vest. |
Remarks: |
Deborah L. Wussler, as Attorney-in-Fact | 11/03/2011 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.